FSA Compliance Manual

All clients of Haven RM are offered our comprehensive compliance manual on disc. This manual is constructed with great care and considerable input from various industry experts. It is re-issued annually.

All sections are cross referenced to the appropriate sections of the FSA Handbook – particularly SUP, COB, AUTH and SYSC.

The firm retains the services of Michael Wainwright to keep the manual updated. Clients are informed of any changes or additions to the manual through the monthly News Letter. The new disc issued annually to clients annually includes all updates.

Please contact us for further information.