Welcome to Haven Risk Management
Haven Risk Management are FSA compliance consultants specialising in the provision of support services to firms which are authorised and regulated by the FSA. Our clients range from individuals to multi-nationals and include IFAs, friendly societies, stockbrokers and investment managers.
We cover the UK and Jersey with offices in the Midlands, Home Counties, London & Scotland. We also maintain a presence in Malta.
FSA compliance is the basis of our service. We make sure your regulatory responsibilities are fulfilled while you concentrate on looking after your clients and running your business.
We cover all aspects of the compliance process and are market leaders in Treating Customers Fairly (TCF) strategies. Our consultants are highly qualified and have a thorough understanding of Financial Services Regulation. We produce ‘Skilled Person’ reports for the FSA and act as ‘Expert Witness’ in cases where compliance with Financial Services Regulations is at issue.
Please browse this website for further details of our services and contact us for further information.
Comment - March 2012 - Employee Benefit Trusts
This article is not so much about EBTs as about the increasingly aggressive and intolerant approach of HMRC. Employee Benefit Trusts have been used by several football clubs as an obscure tax planning mechanism, in which clubs paid players' wages into offshore trusts to minimise income tax and National Insurance.
